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SeniorFull-timeAWSGit
Salary Range
$99,450 - $134,550 /year
This salary is estimated based on similar roles. The actual salary may vary.
Key Responsibilities
- →Lead regulatory compliance for various asset classes and trading activities, including cash equities, futures, and OTC derivatives
- →Design and oversee trade surveillance frameworks to address market manipulation, insider trading, and best-execution risks
- →Develop controls to meet U.S. regulatory requirements (SEC, CFTC, NFA, FINRA) and international regimes (FCA, ESMA/MiFID II, MAS)
- →Partner with engineering and product teams to integrate surveillance logic and controls into trading systems
- →Lead pre-deal compliance assessments for potential acquisitions and implement remediation plans
- →Evaluate regulatory requirements for new jurisdictions and establish compliance frameworks
- →Conduct compliance risk assessments for emerging products and features
- →Build strong relationships with cross-functional teams to embed compliance considerations early in business planning
Requirements
- ✓8+ years of experience in trading, markets, or product compliance, ideally spanning traditional financial markets and digital assets
- ✓Deep expertise in U.S. regulatory frameworks (CFTC, SEC, NFA, FinCEN, OFAC) and familiarity with international regimes (FCA, ESMA/MiFID II, MAS)
- ✓Proven ability to assess risks, identify compliance gaps, and design effective controls
- ✓Strong analytical and problem-solving skills with the ability to advise senior stakeholders
- ✓Experience leading multi-jurisdictional, time-sensitive projects
- ✓Exceptional communication and relationship-building skills with legal, risk, product, and business stakeholders
