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Mid LevelFull-timeAWS
Salary Range
$102,000 - $138,000 /year
This salary is estimated based on similar roles. The actual salary may vary.
About the Role
The Point72 Compliance department is an industry-leading team that supports global investment and trading activities by establishing and enforcing compliance policies. This role will provide advisory compliance and legal support to the firm’s research and data initiatives across all investment strategies, with a focus on data, software, and technological solutions.
Key Responsibilities
- →Conduct due diligence reviews of potential data providers and non-sell-side providers
- →Prepare due diligence memoranda
- →Conduct diligence reviews of automated open source program requests
- →Provide compliance support and monitoring for research-centric discretionary investment and Market Intelligence teams
- →Provide compliance support and monitoring for quantitative investment strategies and teams
- →Negotiate data and research provider contracts
- →Assist with drafting, enhancing, and implementing compliance best practices
- →Collaborate internally with the broader Compliance department
- →Advise key stakeholders and management on regulatory developments and case law
- →Assist with ad hoc legal and compliance issues, special projects, and strategic initiatives
Requirements
- ✓1-3 years of compliance experience in the financial services industry
- ✓Juris Doctorate degree from an accredited law school and bar membership
- ✓Strong verbal and written communication skills
- ✓Strong analytical, problem-solving, planning, and organizational skills
- ✓Attention to detail and the ability to handle multiple tasks simultaneously
- ✓Team player
- ✓Commitment to the highest ethical standards
Benefits
- ★Fully-paid health care benefits
- ★Generous parental and family leave policies
- ★Volunteer opportunities
- ★Support for employee-led affinity groups
- ★Mental and physical wellness programs
- ★Tuition assistance
- ★A 401(k) savings program with an employer match
