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Senior Regulatory Compliance Specialist at MUFGInvestorServices
MUFGInvestorServicesDublin, County Dublin, ie·9h ago
DirectorFull-time
Salary Range
$73,440 - $99,360 /year
This salary is estimated based on similar roles. The actual salary may vary.
 
• Conduct detailed regulatory analysis of new and existing products, services and activities to determine their regulatory characterization and applicable governing regulatory frameworks.
• Assess licensing requirements across various jurisdictions, including EU member states and APAC, and identify regulatory obligations for market entry and ongoing operations.
• Interpret and apply relevant financial services regulations, including those governing asset servicing, custody, fund administration, and related activities.
• Assess inherent regulatory risks associated with new products, services, and business activities, and design, implement, appropriate control frameworks to mitigate those risks.
• Develop and maintain regulatory risk assessments, controls matrices, and compliance frameworks aligned to applicable regulations and internal risk appetite.
• Provide regulatory guidance to product, business teams and other relevant stakeholders during product development and advising on operating models and impacted regulatory regimes.
• Support the preparation and submission of regulatory applications and notifications, as it pertains to new products and services.
• Develop and maintain technical solutions to document end-to-end regulatory analysis output and for the ongoing monitoring thereof. 
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About MUFGInvestorServices
MUFG Investor Services is a global financial services company that provides comprehensive investment and wealth management solutions. As part of the Mitsubishi UFJ Financial Group (MUFG), one of the world's largest financial institutions, the company leverages its extensive resources and expertise to serve institutional and high-net-worth clients. Established as part of MUFG's broader financial ecosystem, it operates in multiple international markets, offering a wide range of services to support investors' financial goals and asset management needs. The company's origins are rooted in the long-standing legacy of the Mitsubishi and UFJ banking groups, which have a history spanning over a century in Japan and beyond. The company's main products and services include custody, asset servicing, fund administration, and investment management solutions. Key features of its offerings include robust security measures, advanced technology platforms, and personalized advisory services tailored to meet the diverse needs of its clients. MUFG Investor Services caters to a broad audience, including pension funds, insurance companies, hedge funds, and individual investors seeking reliable and scalable financial solutions. Its services are designed to ensure efficiency, transparency, and compliance with global regulatory standards, making it a trusted partner for clients across various asset classes and geographies. Notably, the company has achieved significant milestones in expanding its global footprint and enhancing its technological capabilities, solidifying its position as a leader in the asset servicing industry. Its unique value proposition lies in its ability to combine the stability and reputation of the MUFG group with innovative financial solutions that address the evolving needs of the modern investor.
