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Mid LevelFull-time
Salary Range
$102,000 - $138,000 /year
This salary is estimated based on similar roles. The actual salary may vary.
About the Role
We are looking for a Compliance Analyst to join Point72’s Compliance department, an industry-leading team that supports global investment and trading activities. This role focuses on maintaining and managing policies and procedures regarding consultant networks and custom projects.
Key Responsibilities
- →Conduct oversight of Point72’s interactions with consultants through expert networks, brokers, and direct relationships
- →Chaperone consultant calls for investment professionals and document accordingly
- →Monitor and notate chaperoned calls in proprietary compliance management system
- →Assist in the oversight and maintenance of policies relating to custom projects and surveys
- →Brainstorm and implement ideas for enhancing compliance oversight
- →Recommend and draft enhancements to existing policies and procedures
Requirements
- ✓1-3 years of compliance experience in the financial services industry
- ✓Undergraduate degree with a minimum GPA of 3.2
- ✓Strong verbal and written communication skills
- ✓Strong analytical, problem-solving, planning, and organizational skills
- ✓Attention to detail and ability to handle multiple tasks
- ✓Team player
- ✓Commitment to the highest ethical standards
Benefits
- ★Fully-paid health care benefits
- ★Generous parental and family leave policies
- ★Volunteer opportunities
- ★Support for employee-led affinity groups
- ★Mental and physical wellness programs
- ★Tuition assistance
- ★A 401(k) savings program with an employer match
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