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Associate Director, Controls, Business Operations Controls at MUFGInvestorServices
MUFGInvestorServicesHalifax, NS, ca·12h ago
SeniorFull-time
Salary Range
$43,095 - $58,305 /year
This salary is estimated based on similar roles. The actual salary may vary.
• Assist with the implementation of the Control framework and perform ongoing review of its effectiveness in identifying, reducing, controlling, and reporting key risks that impact clients and the business Operational Incidents
• Coordinate with Operational Risk Management (ORM) and the business to investigate operational incidents, identifying suitable preventative measures and / or incident reduction initiatives and work with the business to implement these
• Continuously look to automate and develop processes for efficient completion of oversight and governance
• Perform periodic and ad-hoc data analysis to identify any trends or areas of concern. Ensure findings are appropriately escalated and assist the business in addressing these.
• Ensure periodic reporting to the relevant Committees, Boards and external recipients is prepared and issued within the agreed timelines.
• Support and develop data collection and analytics solutions to ensure timely and accurate reporting for the relevant Committees, Boards and for internal reporting
• Support the business with any ad-hoc requests in relation to operational policy, procedure and process reviews
• Conduct training sessions as necessary
• Manage and support other members of the Controls team as necessary
• Perform other duties as assigned and incidental to the work described above
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About MUFGInvestorServices
MUFG Investor Services is a global financial services company that provides comprehensive investment and wealth management solutions. As part of the Mitsubishi UFJ Financial Group (MUFG), one of the world's largest financial institutions, the company leverages its extensive resources and expertise to serve institutional and high-net-worth clients. Established as part of MUFG's broader financial ecosystem, it operates in multiple international markets, offering a wide range of services to support investors' financial goals and asset management needs. The company's origins are rooted in the long-standing legacy of the Mitsubishi and UFJ banking groups, which have a history spanning over a century in Japan and beyond. The company's main products and services include custody, asset servicing, fund administration, and investment management solutions. Key features of its offerings include robust security measures, advanced technology platforms, and personalized advisory services tailored to meet the diverse needs of its clients. MUFG Investor Services caters to a broad audience, including pension funds, insurance companies, hedge funds, and individual investors seeking reliable and scalable financial solutions. Its services are designed to ensure efficiency, transparency, and compliance with global regulatory standards, making it a trusted partner for clients across various asset classes and geographies. Notably, the company has achieved significant milestones in expanding its global footprint and enhancing its technological capabilities, solidifying its position as a leader in the asset servicing industry. Its unique value proposition lies in its ability to combine the stability and reputation of the MUFG group with innovative financial solutions that address the evolving needs of the modern investor.
