Loading...
ManagerFull-timeRustAWS
Salary Range
$81,600 - $110,400 /year
This salary is estimated based on similar roles. The actual salary may vary.
Key Responsibilities
- →Monitor and ensure compliance with local and international regulations across different asset classes
- →Stay updated on regulatory changes and advise senior management on necessary adjustments
- →Develop, implement, and maintain compliance policies and procedures for the firm’s investment activities
- →Ensure compliance with applicable laws, regulations, and mandates’ documentation
- →Detect and highlight breaches and suspicious activities according to AML regulations
- →Ensure timely filing of reports to regulatory bodies
- →Review funds' prospectuses and update them as needed
- →Manage staff trading approvals with regulatory bodies
- →Lead and manage the compliance team, providing guidance and oversight
- →Conduct regular risk assessments to identify compliance vulnerabilities
- →Implement controls to mitigate risks related to regulatory breaches
- →Coordinate and support internal and external audits
- →Prepare and submit regulatory filings
- →Ensure adequate AML policies, procedures, and controls are in place
- →Design and deliver compliance training programs for employees
- →Act as a liaison between the firm, regulators, and external auditors
- →Advise portfolio managers and senior leadership on compliance implications
- →Investigate and resolve compliance issues, developing corrective action plans
Requirements
- ✓Bachelor’s degree in finance, law, business administration, or related field
- ✓5 years of experience in compliance or regulatory roles within asset management or financial services
- ✓Fund compliance experience (public and private)
- ✓At least 1-2 years in a supervisory or lead role
- ✓Proven experience with regulatory filings, audits, or risk management
- ✓In-depth knowledge of financial regulations and compliance frameworks
- ✓Strong analytical and problem-solving skills
- ✓Proficiency in compliance management systems and financial software
- ✓Excellent communication and interpersonal skills
- ✓High attention to detail and organizational skills
- ✓Ability to work independently and make sound decisions under pressure
- ✓CAMS or CRCM certifications are advantageous
Free to sign up. Takes 30 seconds.
