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AML Compliance Specialist at Sofi
SofiTX - Frisco; UT - Cottonwood Heights; FL - Jacksonville; NC - Charlotte·5d ago
Mid LevelFull-timeAWS
Salary Range
$102,000 - $138,000 /year
This salary is estimated based on similar roles. The actual salary may vary.
About the Role
We are looking for an AML Compliance Specialist to join our team at SoFi, a next-generation financial services company and national bank. This role involves conducting independent reviews and analysis of possible suspicious activity to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act.
Key Responsibilities
- →Conduct AML investigations to evaluate whether AML risks derived from alerts and cases generated from manual and automated transaction monitoring alerts/cases are risk-relevant and may warrant a SAR filing
- →Conduct Continuing Activity Reviews based on previously filed SARs and determine whether a subsequent filing is appropriate
- →Conduct investigations related to 314(a) matches, 314(b) requests, and law enforcement inquiries
- →Maintain a thorough comprehension of AML typologies related to retail banking and wealth management
- →Conduct research utilizing available systems, databases, and the internet to resolve investigations
Requirements
- ✓Bachelor’s Degree from a four-year college or university in a related field
- ✓1-2 years of experience in the finance industry focusing on AML transaction monitoring
- ✓Demonstrated ability to communicate effectively with all levels of the organization and across different business lines
- ✓Excellent working knowledge of BSA/AML laws and regulations relative to money laundering and terrorist financing
- ✓Experience with AML transaction monitoring systems
- ✓Administering anti-money laundering policies and procedures
- ✓Excellent organizational, verbal, written, and interpersonal skills
- ✓Ability to work in a fast-paced, demanding, and changing environment
- ✓Excellent analytical skills
